Chapter 1
82. Varshneya, A. K. Fundamentals of Inorganic Glasses; Academic Press: San Diego,
CA, 1994, Chap. 20.
83. Glass: Science and Technology; Uhlmann, D. R., Kreidl, N. J. eds.; Academic Press:
San Diego, CA, 1983, Vol. 1Vol. 2, Pt. 1.
84. McMillan, P. W. Glass Ceramics; 2nd ed.; Academic Press: New York, 1979.
85. Grossman, D. G. Concise Encyclopedia of Advanced Ceramic Materials; Brook, R.
J. ed.; The MIT Press: Cambridge, Massachusetts, 1990, pp. 170–176.
86. Matijevic, E. Ultrastructure Processing of Ceramics, Glasses, and Composites; Hench,
L. L., Ulrich, D. R. eds.; John Wiley: New York, 1984, pp. 334–352.
87. Zhou, Y. C.; Rahaman, M. N. J. Mater. Res. 1993, Vol. 8 (7), 1680.
88. Lange, F. F. J. Am. Ceram. Soc. 1989, Vol. 72 (1), 3.
89. Barringer, E. A.; Bowen, H. K. J. Am. Ceram. Soc. 1982, Vol. 85 (12), C-199; Am.
Ceram. Soc. Bull. 1982, 61, 336.
90. Brook, R. J. Concise Encyclopedia of Advanced Ceramic Materials; Brook, R. J. ed.;
The MIT Press: Cambridge, Massachusetts, 1990, pp. 1–8.
91. Chu, G. P. K. Ceramic Microstructures; Fulrath, R. M., Pask, J. A. eds.; John Wiley:
New York, 1968, p. 833.
92. Dalgleish, B. J.; Evans, A. G. J. Am. Ceram. Soc. 1985, Vol. 68 (1), 44.
93. Yan, M. F.; Rhodes, W. W. Am. Ceram. Soc. Bull. 1984, Vol. 63 (12), 1484.
94. Schmutzler, H. I. J. Am. Ceram. Soc. 1994, Vol. 77, 721.
2
Synthesis of Powders
2.1 INTRODUCTION
As outlined in Chapter 1, the characteristics of the powder have a remarkable
effect on subsequent processing, such as consolidation of the powder into a green
body and firing to produce the desired microstructure. As a result, powder synthesis
is very important to the overall fabrication of ceramics. In this chapter we
shall first define, in general terms, the desirable characteristics that a powder
should possess for the production of successful ceramics and then consider some
of the main methods used for the synthesis of ceramic powders. In practice, the
choice of a powder preparation method will depend on the production cost and
the capability of the method for achieving a certain set of desired characteristics.
For convenience, we shall divide the powder synthesis methods into two categories:
mechanical methods and chemical methods. Powder synthesis by chemical
methods is an area of ceramic processing that has received a high degree of
interest and has undergone considerable changes in the last 25 years. Further new
developments in this area are expected in the future.
2.2 DESIRABLE POWDER CHARACTERISTICS
Traditional ceramics generally must meet less specific property requirements
than advanced ceramics. They can be chemically inhomogeneous and can have
complex microstructures. Unlike the case of advanced ceramics, chemical reaction
during firing is often a requirement. The starting materials for traditional
ceramics therefore consist of mixtures of powders with a chosen reactivity. For
example, the starting powders for an insulating porcelain can, typically, be a
49
50 Chapter 2
mixture of clay (50 wt%), feldspar (25 wt%), and silica (25 wt%). Fine
particle size is desirable for good chemical reactivity. The powders must also be
chosen to give a reasonably high packing density that serves to limit the shrinkage
and distortion of the body during firing. Clays form the major constituent and
therefore provide the fine particle size constituent in the starting mixture for most
traditional ceramics. Generally, low cost powder preparation methods are used
for traditional ceramics.
Advanced ceramics must meet very specific property requirements and
therefore their chemical composition and microstructure must be well controlled.
Careful attention must be paid to the quality of the starting powders. For advanced
ceramics, the important powder characteristics are the size, size distribution,
shape, state of agglomeration, chemical composition, and phase composition. The
structure and chemistry of the surface are also important.
The size, size distribution, shape, and state of agglomeration have an important
influence on both the powder consolidation step and the microstructure of
the fired body. A particle size greater than 1 m generally precludes the use
of colloidal consolidation methods because the settling time of the particles is
fairly short. The most profound effect of the particle size, however, is on the
sintering. As we shall show later, the rate at which the body densifies increases
strongly with a decrease in particle size. Normally, if other factors do not cause
severe difficulties during firing, a particle size of less than 1 m allows the
achievement of high density within a reasonable time (e.g., a few hours).
Whereas a powder with a wide distribution of particle sizes (sometimes
referred to as a polydisperse powder) may lead to higher packing density in the
green body, this benefit is usually vastly outweighed by difficulties in microstructural
control during sintering. A common problem is that the large grains coarsen
rapidly at the expense of the smaller grains, making the attainment of high density
with controlled grain size impossible. Homogeneous packing of a narrow size
distribution powder (i.e., a nearly monodisperse powder) generally allows greater
control of the microstructure. A spherical or equiaxial shape is beneficial for
controlling the uniformity of the packing.
Agglomerates lead to heterogeneous packing in the green body which, in
turn, leads to differential sintering during the firing stage. Differential sintering
occurs when different regions of the body shrink at different rates. This can lead
to serious problems such as the development of large pores and cracklike voids
in the fired body (see Fig. 1.24). Furthermore, the rate at which the body densifies
is roughly similar to that for a coarse-grained body with a particle size equivalent
to that of the agglomerates. An agglomerated powder therefore has serious limitations
for the fabrication of ceramics when high density coupled with a finegrained
microstructure is desired. Agglomerates are classified into two types: soft
agglomerates in which the particles are held together by weak van der Waals
forces and hard agglomerates in which the particles are chemically bonded toSynthesis
of Powders 51
gether by strong bridges. The ideal situation is the avoidance of agglomeration
in the powder. However, in most cases this is not possible. In such cases, we
would then prefer to have soft agglomerates rather than hard agglomerates. Soft
agglomerates can be broken down relatively easily by mechanical methods (e.g.,
pressing or milling) or by dispersion in a liquid. Hard agglomerates cannot be
easily broken down and therefore must be avoided or removed from the powder.
Surface impurities may have a significant influence on the dispersion of
the powder in a liquid, but the most serious effects of variations in chemical
composition are encountered in the firing stage. Impurities may lead to the formation
of a small amount of liquid phase at the sintering temperature, which causes
selected growth of large individual grains (Fig. 1.23). In such a case, the achievement
of a fine uniform grain size would be impossible. Chemical reactions between
incompletely reacted phases can also be a source of problems. We would
therefore like to have no chemical change in the powder during firing. For some
materials, polymorphic transformation between different crystalline structures
can also be a source of severe difficulties for microstructure control. Common
examples are ZrO2, for which cracking is a severe problem on cooling, and -
Al2O3, where the transformation to the phase results in rapid grain growth and
a severe retardation in the densification rate. To summarize, the desirable powder
characteristics for the fabrication of advanced ceramics are listed in Table 2.1.
2.3 POWDER SYNTHESIS METHODS
A variety of methods exist for the synthesis of ceramic powders. In this book,
we divide them into two categories: mechanical methods and chemical methods.
Mechanical methods are generally used to prepare powders of traditional ceramics
from naturally occurring raw materials. Powder preparation by mechanical methods
is a fairly mature area of ceramic processing in which the scope for new
developments is rather small. However, in recent years, the preparation of fine
TABLE 2.1 Desirable Powder Characteristics for Advanced Ceramics
Powder characteristic Desired property
Particle size
Particle size distribution
Particle shape
State of agglomeration
Chemical composition
Phase composition
Fine ( 1 m)
Narrow or monodisperse
Spherical or equiaxial
No agglomeration or soft agglomerates
High purity
Single phase
52 Chapter 2
powders of some advanced ceramics by mechanical methods involving milling
at high speeds has received a fair amount of interest.
Chemical methods are generally used to prepare powders of advanced ceramics
from synthetic materials or from naturally occurring raw materials that
have undergone a considerable degree of chemical refinement. Some of the methods
categorized as chemical involve a mechanical milling step as part of the
process. The milling step is usually necessary for the breakdown of agglomerates
and for the production of the desired physical characteristics of the powder such
as average particle size and particle size distribution. Powder preparation by
chemical methods is an area of ceramic processing that has seen several new
developments in the past 25 years and further new developments are expected
in the future. Table 2.2 provides a summary of the common powder preparation
methods for ceramics.
2.4 POWDER PREPARATION BY MECHANICAL
METHODS
2.4.1 Comminution
The process in which small particles are produced by reducing the size of larger
ones by mechanical forces is usually referred to as comminution. It involves
operations such as crushing, grinding, and milling. For traditional, clay-based
ceramics, machines such as jaw, gyratory, and cone crushers are used for coarse
size reduction of the mined raw material, to produce particles in the size range
of 0.1–1 mm. The equipment and the processes involved in the production of
these coarse particles are well described elsewhere (1–3). Here we will assume
that a stock of coarse particles (with sizes 1 mm) is available and consider the
processes applicable to the subsequent size reduction to produce a fine powder.
The most common way to achieve this size reduction is by milling. One or more
of a variety of mills may be used, including high-compression roller mills, jet
mills (also referred to as fluid energy mills), and ball mills (3,4). Ball mills are
categorized into various types depending on the method used to impart motion
to the balls (e.g., tumbling, vibration, and agitation).
For the following discussion, we define the energy utilization of the comminution
method as the ratio of the new surface area created to the total mechanical
energy supplied. The rate of grinding is defined as the amount of new surface
area created per unit mass of particles per unit time. Obviously, there is a connection
between the two terms. A comminution method that has a high energy utilization
will also have a high rate of grinding, so that the achievement of a given
particle size will take a shorter time. For a given method, we will also want to
understand how the rate of grinding depends on the various experimental factors.
Synthesis of Powders 53
TABLE 2.2 Common Powder Preparation Methods for Ceramics
Powder preparation
method Advantages Disadvantages
Mechanical
Comminution
Mechanochemical
synthesis
Chemical
Solid-state reaction
Decomposition, reaction
between solids
Liquid solutions
Precipitation or
coprecipitation;
solvent vaporization
(spray drying, spray
pyrolysis, freeze
drying); gel routes
(sol–gel, Pechini,
citrate gel, glycine
nitrate)
Nonaqueous liquid
reaction
Vapor-phase reaction
Gas–solid reaction
Gas–liquid reaction
Reaction between gases
Inexpensive, wide
applicability
Fine particle size, good
for nonoxides, low
temperature route
Simple apparatus,
inexpensive
High purity, small
particle size,
composition control,
chemical homogeneity
High purity, small
particle size
Commonly inexpensive
for large particle size
High purity, small
particle size
High purity, small
particle size,
inexpensive for oxides
Limited purity, limited
homogeneity, large
particle size
Limited purity, limited
homogeneity
Agglomerated powder,
limited homogeneity
for multicomponent
powders
Expensive, poor for
nonoxides, powder
agglomeration
commonly a problem
Limited to nonoxides
Commonly low purity,
expensive for fine
powders
Expensive, limited
applicability
Expensive for nonoxides,
agglomeration
commonly a problem
54 Chapter 2
In the milling process, the particles experience mechanical stresses at their
contact points due to compression, impact, or shear with the mill medium or with
other particles. The mechanical stresses lead to elastic and inelastic deformation
and, if the stress exceeds the ultimate strength of the particle, to fracture of the
particles. The mechanical energy supplied to the particle is used not only to create
new surfaces but also to produce other physical changes in the particle (e.g.,
inelastic deformation, increase in temperature, and lattice rearrangements within
the particle). Changes in the chemical properties (especially the surface properties)
can also occur, especially after prolonged milling or under very vigorous
milling conditions. Consequently, the energy utilization of the process can be
fairly low, ranging from 20% for milling produced by compression forces to
5% for milling by impact. Figure 2.1 summarizes the stress mechanisms and
the range of particle sizes achieved with different types of mills for the production
of fine powders.
2.4.1.1 High-Compression Roller Mills
In the high-compression roller mill, the material is stressed between two rollers.
In principle, the process is similar to a conventional roller mill, but the contact
pressure is considerably higher (in the range of 100–300 MPa). The stock of
coarse particles is comminuted and compacted. This process must therefore be
used in conjunction with another milling process (e.g., ball milling) to produce
FIGURE 2.1 Range of particle sizes reached with different types of mills. (From
Ref. 4.)
Synthesis of Powders 55
a powder. Although the process is unsuitable for the production of particle sizes
below 10 m, it has two significant advantages. First, the energy utilization is
fairly good because the mechanical energy supplied to the rollers goes directly
into comminuting the particles. For the production of the same size of particles
from a stock of coarse particles, the use of a high-energy roller mill in conjunction
with a ball mill is more efficient than the use of a ball mill alone. A second
advantage is that since only a small amount of material makes contact with the
rolls, the wear can be fairly low (e.g., much lower than in ball milling).
2.4.1.2 Jet Mills
Jet mills are manufactured in a variety of designs. Generally, the operation consists
of the interaction of one or more streams of high-speed gas bearing the
stock of coarse particles with another high speed stream. Comminution occurs
by particle–particle collisions. In some designs, comminution is achieved by
collisions between the particles in the high speed stream and a wall (fixed or
movable) within the mill. The milled particles leave the mill in the emergent
fluid stream and are usually collected in a cyclone chamber outside the mill. The
gas for the high-speed stream is usually compressed air, but inert gases such as
nitrogen or argon may be used to reduce oxidation of certain nonoxide materials
(e.g., Si). The average particle size and the particle size distribution of the milled
powder depend on a number of factors, including the size, size distribution, hardness
and elasticity of the feed particles, the pressure at which the gas is injected,
the dimensions of the milling chamber, and the use of particle classification in
conjunction with the milling.
Multiple gas inlet nozzles are incorporated into some jet mill designs in
order to provide multiple collisions between the particles, thereby enhancing the
comminution process. In some cases the flow of the particles in the high-speed
gas stream can be utilized for their classification in the milling chamber. The
feed particles remain in the grinding zone until they are reduced to a sufficiently
fine size and then are removed from the milling chamber. An advantage of jet
mills is that when combined with a particle classification device, they provide a
rapid method for the production of a powder with a narrow size distribution for
particle sizes down to 1 m. A further advantage is that for some designs, the
particles do not come into contact with the surfaces of the milling chamber, so
contamination is not a problem.
2.4.1.3 Ball Mills
The high-compression roller mills and jet mills just described achieve comminution
without the use of grinding media. For mills that incorporate grinding media
(balls or rods), comminution occurs by compression, impact, and shear (friction)
between the moving grinding media and the particles. Rod mills are not suitable
for the production of fine powders, whereas ball milling can be used to produce
56 Chapter 2
particle sizes from 10 m to as low as a fraction of a micrometer. Ball milling
is suitable for wet or dry milling.
Ball milling is a fairly complex process that does not lend itself easily to
rigorous theoretical analysis. The rate of grinding depends on a number of factors,
including themill parameters, the properties of the grinding media, and the properties
of the particles to be ground (3). Generally, ball mills that run at low speeds
contain large balls because most of the mechanical energy supplied to the particle
is in the form of potential energy. Those mills that run at high speeds contain
small balls because, in this case, most of the energy supplied to the particle is
in the form of kinetic energy. For a given size of grinding medium, since the
mass is proportional to the density, the grinding medium should consist of materials
with as high a density as possible. In practice, the choice of the grinding
medium is usually limited by cost.
The size of the grinding medium is an important consideration. Small grinding
media are generally better than large ones. For a given volume, the number
of balls increases inversely as the cube of the radius. Assuming that the rate of
grinding depends on the number of contact points between the balls and the
powder and that the number of contact points, in turn, depends on the surface
area of the balls, then the rate of grinding will increase inversely as the radius
of the balls. However, the balls cannot be too small since they must impart
sufficient mechanical energy to the particles to cause fracture.
The rate of grinding also depends on the particle size. The rate decreases
with decreasing particle size and, as the particles become fairly fine (e.g., about
1 m to a few micrometers), it becomes more and more difficult to achieve
further reduction in size. A practical grinding limit is approached (Fig. 2.2). This
limit depends on several factors. An important factor is the increased tendency
for the particles to agglomerate with decreasing particle size. A physical equilibrium
is therefore set up between the agglomeration and comminution processes.
Another factor is the decreased probability for the occurrence of a comminution
event with decreasing particle size. Finally, the probability of a flaw with a given
size existing in the particle decreases with decreasing particle size, i.e., the particle
becomes stronger. The reduction of the limiting particle size may be achieved
by wet milling as opposed to dry milling (Fig. 2.2), by using a dispersing agent
during wet milling (Fig. 2.3), and by performing the milling in stages (3). For
staged milling, as the particles get finer, they are transferred to another compartment
of the mill or to another mill operating with smaller balls.
A disadvantage of ball milling is that wear of the grinding medium can be
fairly high. For advanced ceramics, as discussed before, the presence of impurities
in the powder is a serious concern. The best solution is to use balls with the same
composition as the powder itself. However, this is only possible in very few cases
and even for these, at fairly great expense. Another solution is to use a grinding
medium that is chemically inert at the firing temperature of the body (e.g., ZrO2
Synthesis of Powders 57
FIGURE 2.2 Particle size versus grinding time for ball milling. (From Ref. 3.)
FIGURE 2.3 Effect of Flotigham P, an organic dispersing agent, on grinding of quartzite
and limestone in a rod mill. (From Ref. 5.)
58 Chapter 2
balls) or can be removed from the powder by washing (e.g., steel balls). A common
problem is the use of porcelain balls or low-purity Al2O3 balls that wear
easily and introduce a fair amount of SiO2 into the powder. Silicate liquids normally
form at the firing temperature and make microstructural control very difficult.
A list of grinding balls available commercially and the approximate density
of each is given in Table 2.3.
Tumbling ball mills, usually referred to simply as ball mills, consist of a
slowly rotating horizontal cylinder that is partly filled with grinding balls and
the particles to be ground. In addition to the factors discussed above, the speed
of rotation of the mill is an important variable since it influences the trajectory
of the balls and the mechanical energy supplied to the powder. Defining the
critical speed of rotation as the speed required to just take the balls to the apex
of revolution (i.e., to the top of the mill where the centrifugal force just balances
the force of gravity), we find that the critical speed (in revolutions per unit time)
is equal to (g/a)1/2/(2
), where a is the radius of the mill and g is the acceleration
due to gravity. In practice, ball mills are operated at 75% of the critical speed
so that the balls do not reach the top of the mill (Fig. 2.4).
As we outlined earlier, the ball milling process does not lend itself easily
to rigorous theoretical analysis. We therefore have to be satisfied with empirical
relationships. One such empirical relationship is
Rate of milling ≈ Aa
d
r m
1/2 ρ
(2.1)
where A is numerical constant that is specific to the mill being used and the
powder being milled, a is the radius of the mill, is the density of the balls, d
TABLE 2.3 Commercially Available Grinding Media
for Ball Milling
Grinding media Density (g/cm3)
Porcelain
Silicon nitride
Silicon carbide
Alumina
Lower than 95% purity
Greater than 99% purity
Zirconia
MgO stabilized
High purity Y2O3 stabilized
Steel
Tungsten carbide
2.3
3.1
3.1
3.4–3.6
3.9
5.5
6.0
7.7
14.5
Synthesis of Powders 59
FIGURE 2.4 Schematic of a ball mill in cataracting motion. (From Ref. 4.)
is the particle size of the powder, and r is the radius of the balls. According to
Eq. (2.1), the rate decreases with decreasing particle size; however, this holds up
to a certain point since, as discussed earlier, a practical grinding limit is reached
after a certain time. The variation of the rate of grinding with the radius of the
balls must also be taken with caution; the balls will not possess sufficient energy
to cause fracture of the particles if they are too small.
In themilling process, the objective is to have the balls fall onto the particles
at the bottom of the mill rather than onto the mill liner itself. For a mill operating
at 75% of its critical speed, this occurs for dry milling for a quantity of balls
filling 50% of the mill volume and for a charge of particles filling 25% of
the mill volume. For wet milling, a useful guide is for the balls occupying 50%
of the mill volume and the slurry 40% of the mill volume with the solids content
of the slurry equal to 25–40%.
Wet ball milling has an advantage over dry milling in that its energy utilization
is somewhat higher (by 10–20%). A further advantage, as we have mentioned
earlier, is the ability to produce a higher fraction of finer particles. Disadvantages
of wet milling are the increased wear of the grinding media, the need
for drying of the powder after milling, and contamination of the powder by the
adsorbed vehicle.
Vibratory ball mills or vibro-mills consist of a drum, almost filled with a
well-packed arrangement of grinding media and the charge of particles, that is
vibrated fairly rapidly (10–20 Hz) in three dimensions. The grinding medium,
usually cylindrical in shape, occupies more than 90% of the mill volume. The
amplitude of the vibrations is controlled so as not to disrupt the well-packed
60 Chapter 2
arrangement of the grinding media. The three-dimensional motion helps in the
distribution of the charge of particles and, in the case of wet milling, to minimize
segregation of the particles in the slurry. The fairly rapid vibratory motion produces
an impact energy that is much greater than the energy supplied to the
particles in a tumbling ball mill. Vibratory ball mills therefore provide a much
more rapid comminution process compared to the tumbling ball mills. They are
also more energy efficient than tumbling ball mills.
Agitated ball mills, also referred to as attrition mills or stirred media mills,
differ from tumbling ballmills in that themilling chamber does not rotate. Instead,
the stock of particles and the grinding medium are stirred rather vigorously with
a stirrer rotating continuously at frequencies of 1–10 Hz. The grinding chamber
is aligned either vertically or horizontally (Fig. 2.5) with the stirrer located at the
center of the chamber. The grinding media consist of small spheres (0.2–10
mm) that make up 60–90% of the available volume of the mill. Although it
can be used for dry milling, most agitated ball milling is carried out with slurries.
Most agitated ball milling is also carried out continuously, with the slurry of
particles to be milled fed in at one end and the milled product removed at the
other end. For milling where the agitation is fairly intense, considerable heat is
produced, and a means of cooling the milling chamber is required.
Agitated ball mills have a distinct advantage over tumbling ball mills and
vibratory ball mills in that the energy utilization is significantly higher. They also
have the ability to handle a higher solids content in the slurry to be milled.
Furthermore, as we have discussed earlier, the use of fine grinding media improves
the rate of milling. The high efficiency of the process coupled with the
short duration required for milling means that contamination of the milled powder
is less serious than in the case for tumbling ball mills or vibratory ball mills.
Contamination in agitated ball milling can be further reduced by lining the mill
FIGURE 2.5 Schematic of an agitated ball mill. (From Ref. 4.)
Synthesis of Powders 61
chamber with a ceramic material or a plastic and by using ceramic stirrers and
grinding media.
2.4.2 Mechanochemical Synthesis
In comminution, our interest lies mainly in achieving certain physical characteristics,
such as particle size and particle size distribution. However, the exploitation
of chemical changes during milling for the preparation of powders has received
some interest in recent years. Grinding enhances the chemical reactivity of powders.
Rupture of the bonds during particle fracture results in surfaces with unsatisfied
valences. This, combined with the high surface area favors reaction between
mixed particles or between the particles and their surroundings.
Powder preparation by high-energy ball milling of elemental mixtures is
referred to by various terms, including mechanochemical synthesis, mechanosynthesis,
mechanical driven synthesis, mechanical alloying, and high energy
milling.While no term has received widespread acceptance, we shall use the term
mechanochemical synthesis in this book. The method has attracted significant
interest in the last 20 years or so for the production of powders of metals and
alloys (6–8). While less attention has been paid to inorganic systems, the method
has been investigated for the preparation of a variety of powders, including oxides,
carbides, nitrides, borides, and silicides (9–12).
Mechanochemical synthesis can be carried out in small mills, such as the
Spex mill, for synthesizing a few grams of powder or in attrition mills for larger
quantities. In the Spex mill, a cylindrical vial containing the milling balls and
the charge of particles undergoes large amplitude vibrations in three dimensions
at a frequency of 20 Hz. The charge occupies 20% of the volume of the vial,
and the amount of milling media (in the form of balls 5–10 mm in diameter)
makes up 2–10 times the mass of the charge. The milling is normally carried
out for a few tens of hours for the set of conditions indicated here. The method
therefore involves high-intensity vibratory milling for very extended periods.
An advantage of mechanochemical synthesis is the ease of preparation of
powders that can otherwise be difficult to produce, such as those of the silicides
and carbides. For example, most metal carbides are formed by the reaction between
metals or metal hydrides and carbon at high temperatures (in some cases
as high as 2000C). Furthermore, some carbides and silicides have a narrow
compositional range that is difficult to produce by other methods. A disadvantage
is the incorporation of impurities from the mill and milling medium into the
powder.
The mechanism of mechanochemical synthesis is not clear. One possibility
is the occurrence of the reaction by a solid-state diffusion mechanism. Since
diffusion is thermally activated, this would require a significant lowering of the
activation energy, a considerable increase in the temperature existing in the mill,
62 Chapter 2
or some combination of the two. While considerable heating of the mill occurs,
the temperature is significantly lower than that required for a true solid-state
mechanism. A second possibility is that the reaction occurs by local melting
during the milling process. While melting of the particles may accompany highly
exothermic reactions, as outlined for the next mechanism, the evidence for compound
formation by local melting is unclear.
A third possibility is the occurrence of the reaction by a form of selfpropagating
process at high temperature. In highly exothermic reactions, such as
the formation of molybdenum and titanium silicides from their elemental mixtures,
the heat that is liberated is often sufficient to sustain the reaction (13,14).
However, for the reaction to first occur, a source of energy must be available to
raise the adiabatic temperature of the system to that required for it to become
self-sustaining. The surface energy of the very fine powders prior to extensive
reaction is quite enormous.
For example, the average particle sizes of the Mo and Si powders prior to
extensive formation of MoSi2 have been reported as 20 nm and 10 nm,
respectively (13). The surface energy of the particles alone is estimated as 5–10%
of the heat of formation of MoSi2 (131.9 kJ/mol at 298 K). This high surface
energy, coupled with the stored strain energy (predominantly in theMo particles),
may provide such a source of energy for sustaining the reaction. A critical step
for the formation reaction in mechanochemical synthesis appears to be the generation
of a fine enough particle size so that the available surface and strain energy
is sufficient to make the reaction self-sustaining.
Experimentally, the reaction for MoSi2 and other silicides shows features
that are characteristic of a self-propagating process. As shown in Fig. 2.6, following
an induction period, the reaction occurs quite abruptly. It is likely that after
a small portion of the elemental powders react during the milling process, the
heat liberated by the reaction ignites the unreacted portion until the bulk of the
elemental powders is converted to the product. It is not clear whether the formation
of a liquid or the melting of the product occurs during the rapid reaction.
Immediately following the reaction, the product is highly agglomerated. For
MoSi2, the agglomerate size was found to be 100 m, made up of primary
particles of 0.3 m in diameter (Fig. 2.7).
2.5 POWDER SYNTHESIS BY CHEMICAL
METHODS
A wide range of chemical methods exist for the synthesis of ceramic powders
and several reviews of the subject are available in the ceramic literature (15–20).
For convenience, we will consider the methods in three fairly broad categories:
(1) solid-state reactions, (2) synthesis from liquid solutions, and (3) vapor-phase
reactions.
Synthesis of Powders 63
FIGURE 2.6 X-ray diffraction pattern of a stoichiometric mixture of Mo and Si powders
after milling for (a) 3 h 12 min and (b) 3 h 13 min showing a fairly abrupt formation of
MoSi2. (From Ref. 13.)
FIGURE 2.7 TEM image of MoSi2 in the sample milled for 3 h 13 min showing three
particles separated by Mo (arrow). (From Ref. 13.)
64 Chapter 2
2.5.1 Solid-State Reactions
Chemical decomposition reactions, in which a solid reactant is heated to produce
a new solid plus a gas, are commonly used for the production of powders of
simple oxides from carbonates, hydroxides, nitrates, sulfates, acetates, oxalates,
alkoxides, and other metal salts. An example is the decomposition of calcium
carbonate (calcite) to produce calcium oxide and carbon dioxide gas:
CaCO s CaO s CO g 3 2 ( )→ ( )+ ( ) (2.2)
Chemical reactions between solid starting materials, usually in the form of mixed
powders, are common for the production of powders of complex oxides such as
titanates, ferrites, and silicates. The reactants normally consist of simple oxides,
carbonates, nitrates, sulfates, oxalates, or acetates. An example is the reaction
between zinc oxide and alumina to produce zinc aluminate:
ZnO(s)+ AlO (s)→ ZnAlO (s) 2 3 2 4 (2.3)
These methods, involving decomposition of solids or chemical reaction between
solids are referred to in the ceramic literature as calcination.
2.5.1.1 Decomposition
Because of the industrial and scientific interest, a large body of literature exists
on the principles, kinetics, and chemistry of decomposition reactions. Several
comprehensive texts or reviews are available on the subject (21–23). The most
widely studied systems are CaCO3, MgCO3, and Mg(OH)2. We will focus on the
basic thermodynamics, reaction kinetics and mechanism, and process parameters
pertinent to the production of powders.
Considering the thermodynamics, for the decomposition of CaCO3 defined
by Eq. (2.2), the standard heat (enthalpy) of reaction at 298K, Ho
R, is 44.3 kcal/
mol (24). The reaction is strongly endothermic (i.e., Ho
R is positive), which is
typical for most decomposition reactions. This means that heat must be supplied
to the reactant to sustain the decomposition. The Gibbs free energy change associated
with any reaction is given by:
ΔG ΔG RT K R R
= o+ ln (2.4)
where Go
R is the free-energy change for the reaction when the reactants are in
their standard state, R is the gas constant, T is the absolute temperature, and K
is the equilibrium constant for the reaction. For the reaction defined by Eq. (2.2),
K
a a
a
p CaO CO
CaCO
CO = 2=
3
2 (2.5)
Synthesis of Powders 65
where aCaO and aCaCO3 are the activities of the pure solids CaO and CaCO3,
respectively, taken to be unity, and aCO2 is the activity of CO2, taken to be the
partial pressure of the gas. At equilibrium, GR = 0, and combining Eqs. (2.4)
and (2.5), we get
ΔG RT p R
o
CO = − ln
2 (2.6)
The standard free energy for the decomposition of CaCO3,MgCO3, and Mg(OH)2
is plotted in Fig. 2.8, along with the equilibrium partial pressure of the gas for
each of the reactions (25). Assuming that the compounds become unstable when
the partial pressure of the gaseous product above the solid equals the partial
pressure of the gas in the surrounding atmosphere, we can use Fig. 2.8 to determine
the temperatures at which the compounds become unstable when heated in
air. For example, CaCO3 becomes unstable above 810K, MgCO3 above 480K,
and depending on the relative humidity, Mg(OH)2 becomes unstable above
445–465K. Furthermore, acetates, sulfates, oxalates, and nitrates have essentially
zero partial pressure of the product gas in the ambient atmosphere so they are
predicted to be unstable. The fact that these compounds are observed to be stable
at much higher temperatures indicates that their decomposition is controlled by
kinetic factors and not by thermodynamics.
Kinetic investigations of decomposition reactions
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