Ceramic Materials
1.1. Ceramics
Defining what the term “ceramic” means is not simple, as there is no single
definition on which everyone agrees; there are in fact various definitions depending
on the point of view adopted. We can thus consider the points of view of a historian,
a scientist (physicist, chemist, etc.), an engineer or a manufacturer.
1.1.1. Ceramics and terra cotta
The concept of ceramics is historically related to the concept of terra cotta and
pottery, from which the Greek term κεραμοσ derives. This vision refers to the soils,
the crushed rocks, that is, the geological materials and it also highlights firing:
ceramic art is the art of fire, even if the ceramist has his feet in clay…
The potter chooses suitable soils, primarily clay soils, which in the wet state
offer the plasticity required to model them in the desired form: cup, vase or statuette.
Then the piece is dried and water loss makes it lose its plasticity, but rehydration
would restore the clay’s initial properties. In fact, dried clay is not yet a ceramic,
although it is utilized in the production of rudimentary bricks used in very dry
countries – like Saharan Africa. It is in fact the firing that causes the irreversible
Chapter written by Philippe BOCH and Jean-François BAUMARD.
4 Ceramic Materials
physicochemical transformations resulting in a material that has lost its plasticity
and is no longer capable of rehydration: ceramic. Terra cotta bricks or flower pots
are examples of these products, whose visual appearance is not very different from
dried clays, but whose mechanical resistance is much higher and, for which water-
insensitivity constitutes an essential property.
The identification between “ceramic” and “terra cotta” gathers together the basic
concepts that we will continue to encounter throughout this book: powdery mineral
raw materials [RIN 96], the shaping which is made possible by the plasticity of wet
clay, the heat treatments which start by drying (reversible dehydration) and continue
with firing (irreversible dehydration and permanent physicochemical modifications).
We have not yet mentioned in the description a major characteristic that conditions
the preparation techniques as well as the uses of ceramics: brittleness. The flower
pot is hard (it can scratch a metal sheet) but is vulnerable to impact. This brittleness
is a hydra with many heads, as it implies:
i) lack of ductility and plasticity;
ii) low toughness and therefore great sensitivity to the notch effect;
iii) poor mechanical impact resistance, i.e. poor resilience;
iv) vulnerability to differential expansions, therefore vulnerability to thermal
shocks;
v) mechanical tensile strength significantly lower than compression strength;
vi) significant dispersion of the mechanical strengths in samples believed to be
identical.
But the hydra can be tamed and these drawbacks come with a set of qualities that
make ceramics irreplaceable for innumerable applications.
We must also point out that artists, historians or museologists often use the term
“ceramic” as a noun rather than as an adjective: “a Greek ceramic…” meaning “a
Greek ceramic vase…”.
1.1.2. Ceramics: physics, chemistry, science and materials engineering
The definitions depend on the point of view adopted:
– solid state physicists are particularly interested in the electronic structure of
solids and their conduction properties [KIT 98]. It is therefore natural for them to
classify solids – as they seldom speak about materials – in a ternary division: i)
insulators ii) semiconductors and iii) conductors and superconductors. The term
ceramic is rarely used, but when it is, it refers to oxides, whether they are insulators
Ceramic Compounds: Ceramic Materials 5
or conductors, even superconductors like cuprates, which earned Bednorz and
Müller the Nobel Prize [BED 86];
– solid state chemists attach particular importance to the nature of the bonding
forces, by distinguishing three types of strong bonds (metallic bond, ionic bond and
covalent bond) and various variants of weak bonds (like the Van der Waals bond)
[JAF 88, WEL 84, WES 90]. Ceramics are therefore solids with essential bonds.
However, solid state chemists usually reserve the term ceramics for polycrystalline
materials, as opposed to crystals (monocrystalline) and glasses. Thus, a crystallized
polycrystalline silica (SiO2) – for example, in the form of quartz – obtained by
sintering (we will explain the meaning of this term a little further on) [GER 86] is
regarded as a ceramic, but not the corresponding monocrystal (it is a crystal), or
quartz glass – whose amorphous structure makes it unworthy of being qualified as a
ceramic;
– materials science adopts a ternary classification that distinguishes i) organic
materials, ii) inorganic and metallic materials and iii) inorganic and non-metallic
materials. The concept of ceramic compounds is extremely broad here, as it is
synonymous with the third category of inorganic and non-metallic materials.
Therefore, ceramic compounds include most minerals and rocks, i.e. almost the
entire crust of our planet. It should be noted that this definition of ceramics shifts the
problem to other definitions, including the exact meaning that must be given to the
term metallic. Tungsten carbide (WC), for example, can be classified among
ceramics, but it is an electronic conductor that physicists classify within the group of
metallic solids;
– materials engineering is an engineers’ science, and thus considers not only the
chemical composition, structure and properties of solids, but also their method of
preparation. It is therefore appropriate to split in two each of the three categories put
forward by materials science and separate natural materials from synthetic materials.
Organic materials are then differentiated into natural products (like wood) and
synthetic products (like most polymers) – but under what can we classify plywood?
Metallic materials distinguish the rare native metals (gold, sometimes copper) from
all metals and alloys that are derived from industrial processes. Finally, inorganic
and non-metallic materials, classify on one side minerals and on the other rocks and
ceramics or, more exactly, the triplet: ceramics + glasses + hydraulic binders
(cement and plaster are examples of hydraulic binders).
All these definitions are useful and they are not mutually exclusive. It is
advantageous, depending on the subject treated, to adopt a particular point of view –
the vision of the physicist being undoubtedly preferable when we consider the
electronic conduction properties of ceramics and the vision of the materials
engineers being undoubtedly more relevant when we have industrial concerns. Now
we will discuss the most widely used manufacturing techniques, as they help us to
locate and define what we will mean by ceramics in this book.
6 Ceramic Materials
1.1.3. Powders; sintering
We have said that brittleness is a predominant feature of ceramics – at least at
normal temperatures, because at very high temperatures (typically above 1,000°C), a
certain plasticity can be observed. Brittleness causes limitations in the uses of
ceramics (it is advisable to avoid bulls in a china shop…), but it also induces
restrictions in the production techniques applicable to ceramics. This opposition is
most evident between metals and ceramics:
– a metallic object is typically obtained in two stages: production of the material
in the form of a semi-finished product (bars, sheets, wires, etc.), and then production
of the object (body of a car or a bolt, etc.). The processing methods take advantage
of the fact that most metals are sufficiently ductile and malleable to laminate them,
to deform them plastically, to stretch them, etc. and that they are sufficiently soft to
cut them, turn them, mill them, bore them, etc.;
– the production of a ceramic object is not dissociated from the processing of the
material: the potter does not cut his vase in an already consolidated ceramic
preform! The firing of the wet clay rough shape solidifies the object in its final form
while simultaneously allowing physicochemical reactions transforming the raw
materials into ceramic phases. In most cases, the ceramist creates the object whilst
working on the material that constitutes it.
It is true that some metal parts are produced by foundry, a process where the
processing of the material and preparation of the object are concomitant. But
foundry is seldom applied to ceramics because of the high temperatures that would
be required – as the melting points of ceramics are generally higher than those of
common metals – and also because of its brittleness, which makes it necessary to
avoid thermal shocks and differential expansions. All these limitations on the
possible manufacturing processes explain why the basic technique for the
preparation of ceramic parts is sintering, i.e. the transformation, using the
mechanisms of atomic diffusion, of a powdery substance – a non-cohesive granular
medium made up of loosely agglomerated particles, therefore without any marked
mechanical properties – into a consolidated substance – a cohesive granular medium
whose grains are strongly linked to one another, hence with strong mechanical
properties of a solid and not the poor performance of a powder. We can give the
example of a snowball, a non-cohesive material that we can throw at someone’s face
without any risk of hurting that person, but which can be transformed into a block of
ice, a cohesive material, which can hurt when thrown like a stone. The movements
of matter (atomic diffusion) that allow sintering are activated thermally and it is only
when the temperature is sufficiently high (typically 0.5 Tf to 0.8 Tf, where Tf is the
melting point expressed in Kelvin) that sintering occurs at a usable speed. Snow is
transformed easily into ice because, even in very cold areas, temperatures remain
high in relation to melting, at 273 K. But for ceramics, where Tf generally exceeds
Ceramic Compounds: Ceramic Materials 7
1,300 K and can exceed 2,500 K, sintering requires high temperature firing: that is
why ceramics is an art of fire. We may note that sintering is the basic process for the
preparation of ceramic parts, but it is also increasingly used for the manufacture of
metallic objects (powder metallurgy).
What is true for ceramics can be transposed, partly, to glasses and hydraulic
binders: these three types of materials are interrelated and we can say that all three
bring into play ceramic compounds. But if we consider that a ceramic object is made
of ceramic compounds processed by ceramic techniques, we can differentiate these
materials by the order in which the three fundamental steps of the process take
place: powders (P), forming of the object (F) and heat treatments of drying and
sintering (HT):
– P→F→HT: the manufacture of a ceramic component starts from a powdery
medium (P), continues with its forming (F), and then ends with the heat treatments
(HT). The consolidation of the material is done during sintering, therefore during the
high temperature treatment;
– P→HT→F: the manufacture of a glass component also starts with the powdery
medium (P), but this is followed by heat treatments (HT), which must result in
melting, whereas the consolidation occurs at the end of the process, at the time of
the solidification of the magma on cooling, therefore at the same time as the forming
of the object (F);
– HT→P→F: the use of hydraulic binders starts with heat treatments (HT) – for
example the firing, at about 1,450°C, of a mixture of limestone and clay for the
preparation of cement clinker – then the reactive powders (P) thus produced are
formed (F) and consolidated at normal temperatures, due to chemical reactions.
This differentiation of ceramics, glasses and hydraulic binders based on the order
of operations P/F/HT is rather simplistic, as it refers only to the most common cases.
In fact, some ceramics are prepared by other sequences than the P→F→HT trio,
some glasses are fashioned by sintering, and there are other exceptions, some of
which will be discussed in detail in this book. However, the classification suggested
is sufficiently relevant to be retained here, which implies that this volume on
ceramics does not consider either glasses [ZAR 82] or hydraulic binders [BAR 96,
TAY 97], these materials being studied in separate books. A logic emphasizing “the
scientific aspects” rather than “the technical and industrial aspects” could have, on
the other hand, justified combining the three categories of materials.
The distinction made here between industrial ceramics and glasses lies in the
method of preparation, not in the difference between crystalline solids and
amorphous solids. In fact, some ceramics are mainly made up of vitreous
(amorphous) phases, whereas vitroceramics are obtained by crystallizing a glass
(devitrification).
8 Ceramic Materials
1.1.4. A few definitions
In the reference work on ceramics [KIN 76], the authors place “the art and the
science of ceramics in the production and use of objects formed of solids, whose
essential components are inorganic and non-metallic materials”. This definition
includes not only potteries, porcelains, refractory materials, terra cotta products,
abrasives, sheet enamels, cements and glasses, but also magnetic non-metallic
materials, ferroelectric materials, synthetic monocrystals and vitroceramics, not to
mention “a variety of other products that did not exist a few years ago and the many
others that do not yet exist…”. Kingery et al. stress that this definition largely
exceeds terra cotta products consolidated by firing, to which the Greek term
κεραμοσ refers, just as it exceeds the definitions given by most dictionaries – but
our Petit Larousse is apt, defining the adjective “ceramic” as “relating to the
manufacture of potteries and other terra cotta objects (including earthenware,
stoneware, porcelain)” but also “ceramic material or ceramic: manufactured material
that is neither a metal nor an organic material”. Kingery et al. adopt a scientific
approach, which considers compounds rather than materials and thus includes
glasses and cements among ceramics, but they do not make the jump to natural
materials, since they mention only synthetic monocrystals, and yet the quartz that
man has synthesized to cut out small piezoelectric resonators that form the heart of
modern watches is a twin of the natural rock crystal.
In the Dictionary of Ceramic Science and Engineering [OBA 84], we find a
rather restrictive definition of ceramics: “Any inorganic and non-metallic product
prepared by treatment at temperatures higher than 540°C (1,000°F) or used under
conditions implying these temperatures, which includes metallic oxides and borides,
carbides, nitrides and mixtures of these compounds”.
We will see that kaolinite Al2(Si2O5)(OH)4 – which is the main mineral of clays,
hence the name kaolin given to some clays rich in kaolinite – undergoes irreversible
reactions that transform it into metakaolinite when it is fired above approximately
500°C, which could justify the temperature of 540°C selected in the definition used
to make the distinction between dried earth and terra cotta.
In the Concise Encyclopedia of Advanced Ceramic Materials [BRO 91], which
presents the common viewpoint held in Europe, we can distinguish materials and
processes:
– ceramic materials are based on inorganic non-metallic compounds, primarily
oxides, but also nitrides, carbides, silicides; they must contain at least 30% of
crystallized phases in volume; they exhibit a fragile behavior, with a stress-strain
curve that obeys Hooke’s law of linear elasticity;
Ceramic Compounds: Ceramic Materials 9
– ceramic processes bring sintering primarily into play, at temperatures higher
than 800°C.
We will now pause the study on the definitions of the word “ceramic”, which
was necessary to bring to light some of the keywords that we will find throughout
this book (non-metallic inorganic compounds, mineral powders, heat treatments and
sintering, brittleness, etc.) and also to justify the differences that arise from the
variety of possible points of view. If we propose our own definition, it could be the
following: ceramic materials are synthetic materials, mainly composed of ionocovalent
inorganic phases, not fully amorphous, and generally consolidated by the
sintering at high temperatures of a powdery “compact” formed into the shape of the
desired object, the starting powders being frequently prepared from crushed rocks.
We do not think it necessary to define a threshold for the sintering temperature; it is
important, with the development of composites, to suggest that besides inorganic
phases, minority organic phases can occur; the existence of interesting ceramic
materials with electronic conduction means that the reference to the iono-covalent
character of the bonds does not exclude a partially metallic nature; lastly, it is
necessary to insist on the closeness between the world of ceramics and that of
minerals and rocks. If we were to expand this idea, we could affirm that “ceramics
are synthetic rocks”.
1.2. Ceramic compounds
Defining a ceramic compound as a non-metallic inorganic compound is a
paradoxical choice, because it supposes that the concept of metal is sufficiently
unambiguous to serve as basis for clarifying its antonym. However, confusions are
frequent here, and are aggravated by the fact that ceramic compounds are metallic-
non-metallic compounds, which we shall now study in detail.
1.2.1. Chemistry of ceramics
Metallic elements form a majority among the elements of the periodic table. We
know that these elements are located on the left of this table, and are therefore
electropositive elements – which tend to lose electrons to yield positively charged
cations. Non-metallic elements, sometimes denoted by their old name metalloids,
are located on the right of the table: they are electronegative and tend to capture
electrons. The ionic bond is illustrated by the attractions that develop between a
metal, sodium, and a non-metal, chlorine, to create sodium chloride NaCl – also
written as Na+Cl-.
10 Ceramic Materials
Oxygen, a non-metal, is the most abundant element in the 45 km-thick Earth’s
crust (approximately 47% in mass) [EMS 95]; then comes an element at the border
between metals and non-metals, silicon (≈ 28%), and then metallic elements,
particularly aluminum (≈ 8%) and iron (≈ 4%).
Aluminum and iron are the most widespread metals – if we reason in terms of
elements, but in a world rich in oxygen, almost all metals tend to oxidize, so that
only noble metals remain in the native state, more stable than their oxides: we can
find in the soil a few gold nuggets and a little native copper, but never blocks of
aluminum or iron; in other words, we do not find in an isolated state materials whose
constitutive elements are so abundant. Let us remind ourselves that we left the Stone
Age only a few thousand years ago to reach the Bronze Age and then the Iron Age;
that it was only in 1824 that Berzelius isolated silicon and in 1825 that Oersted
isolated aluminum. In short, it is obvious that the reduction towards the constitutive
metal of very stable metallic oxides – their enthalpies of formation are several
hundred kilojoules per mole – is a difficult process.
The essentially iono-covalent, non-metallic compounds that constitute ceramics
are compounds formed between metals and non-metals. The opposition – the word
is not too strong – between a metallic material and a metallic oxide can be illustrated
by the comparison between a metal, aluminum, and its oxide, Al2O3 (alumina in
English, where oxides are named by adding the ending “a” to the name of the metal:
aluminum/alumina, silicon/silica, magnesium/magnesia, uranium/urania, etc.):
– aluminum melts at low temperatures (660°C); it is an excellent conductor of
electricity and heat, opaque to visible light, soft and very ductile, its modulus of
elasticity is low (one-third that of steel) and it is vulnerable to the aggressions of
multiple chemical reactants;
– alumina melts at high temperatures (2,050°C); it is one of best known electrical
insulators and a poor heat conductor; it is transparent to visible light, very hard but
brittle, its modulus of elasticity is high (double that of steel) and it resists most
aggressions of chemical reactant: in particular, it is perfectly stable in an oxidizing
medium, as it “is already oxidized”.
This comparison brings to light the fact that metals and metallic oxides exhibit
different, even opposite, characteristics.
Regarded as compounds formed between metals and non-metals, ceramics can
therefore be classified with reference to the non-metal that is involved in the bond.
The abundance of oxygen is such that the largest share belongs to oxides, while
within these oxides, the abundance of silicon privileges silicates – which combine
oxygen and silicon. Besides oxides, we find carbides and nitrides (the non-metals
being respectively carbon and nitrogen), as well as borides, silicides (not to be
Ceramic Compounds: Ceramic Materials 11
confused with silicates), even halides (chlorides, fluorides, iodides, etc.), sulphides,
etc. However, another separation distinguishes silicate ceramics and non-silicate
ceramics [CER 99].
1.2.2. Silicate ceramics and non-silicate ceramics
The abundance of oxygen, silicon and aluminum implies that the Earth’s crust
consists predominantly (more than 97%) of silicate minerals, particularly
aluminosilicates. Granite, for example, is a rock made up of quartz (the usual
crystallized form of silica SiO2), feldspars (for example potassic feldspar KAlSi3O8)
and various micas-aluminosilicates containing iron, magnesium or sodium; clay is a
rock that always contains a high proportion of the mineral kaolinite
Al2(Si2O5)(OH)4, etc. We can mention here a practice of ceramists that can lead to
confusion: they write chemical formulas of oxide compounds as if they were
elementary mixtures of oxides and not compounds: KAlSi3O8 is written as
K2O-Al2O3-6SiO2 and Al2(Si2O5)(OH)4 is written as Al2O3-2SiO2-2H2O. This
does not obviously mean that potassic feldspar is an agglomerate of the oxide of
potassium, aluminum and silicon, and that kaolinite is a mixture of alumina, silica
and water. A common error is therefore to think that the high proportion of
aluminum in the soil, which is the reason behind the frequent occurrence of
“alumina” in the writing of the constitution of minerals, makes this alumina a
common mineral: this is not the case, as can be testified by the fortunate but rare
owners of the main gem whose chemical composition is Al2O3: sapphire!
Since the Earth’s crust is primarily made up of silicates, we can understand why
all ceramics that come close, by near or by far, to terra cotta are silicate materials.
Silicate ceramics form, in tonnage, the majority of the world of ceramics. They are
often described as traditional ceramics, a term which we do not endorse because it
may be understood as opposed to progress and technical improvements – whereas
many silicate ceramics are sophisticated materials – but which is justified by history:
it was only at the end of the 19th century that non-silicate ceramics came to the
scene, with specific uses that explain their other name, technical ceramics. Our
choice here is to use “silicate ceramics” and “non-silicate ceramics”, rather than
opposing tradition and advanced technology. We may note that almost all industrial
glasses and cements are also silicate compounds.
12 Ceramic Materials
1.3. Silicate ceramics
If we consider industrial products, and forget for the moment glasses and cements,
the world of silicate ceramics (see Chapter 4) consists of the usual products:
– terra cotta products, the most important of these being bricks and tiles,
sometimes known as red products because of the color that they owe to the iron
oxides they contain;
– ceramic tiles;
– sanitary ceramics;
– tableware: colored, opaque and waterproof sandstone, often colored, opaque
and porous earthenware, but generally covered with a waterproofing enamel –
sometimes well, sometimes badly when it is cracked, but the esthetic quality is then
enhanced – white, translucent and waterproof porcelain; white, opaque and
waterproof vitreous objects;
– technical ceramics, for example porcelains for electric insulation or porcelains
for resistance to chemical attacks;
– bioceramics (dental prostheses, etc.);
– certain refractory materials, which serve as protection or insulation elements
within devices that must function at high temperatures (lining of chimney hearths,
etc.);
– enamel sheets, to cover and protect steel sheets that are part of our refrigerators
and washing machines. These enamel sheets are too often forgotten in works dealing
with ceramics and glasses – but as these enamels are primarily amorphous and
prepared by melting, it is better to classify them among glasses than among
ceramics;
– silica products – but it is common practice to classify them among technical
ceramics, therefore paradoxically, to exclude them from silicate ceramics.
Though non-exhaustive, this list shows the variety of the products involved. As
regards the composition on the one hand, and the raw materials brought into play on
the other, a silicate ceramics can be located primarily in a ternary diagram:
– by adopting the conventional writing in the form of “mixtures” of elementary
oxides, the composition of most silicate ceramics is in the pseudo-ternary diagram
SiO2-Al2O3-MxOy, where MxOy is an oxide like Fe2O3, K2O, Na2O, MgO, TiO2,
etc. The natural abundance of the element iron explains, as we have seen, the red,
brown and yellow coloring of a number of silicate ceramics, where the degree of
oxidation of iron (Fe3+: ferric-iron or Fe2+: ferrous
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